Head of Compliance/MLRO
Isle of Man
Richard has over 20 years’ experience in compliance having worked across the offshore industry. His experience includes working in Funds, Banking, Insurance alongside extensive experience with the Trust and Company services sector.
Richard joined Oak in March 2019 as Head of Compliance. Richard’s primary responsibilities consist of the management of the compliance team, as well as the provision of AML and regulatory guidance and assistance to the business.
Richard is a Fellow of the International Compliance Association and a Chartered Member of the Institute for Securities & Investment.
Outside of work
Away from work Richard is a keen armchair sports fan and critic as his competitive days are well behind him. He particularly enjoys cricket and motorcycle road racing.
He is a regular user of the Island’s vintage railways, likes a stroll to the park with his grand-daughter and relaxes in an evening with a fine Manx Ale or a tot of whiskey from his ever expanding whiskey collection.
Richard walks to and from work and has cut out nearly all car journeys under two miles.